{"id":61,"date":"2020-09-02T21:00:48","date_gmt":"2020-09-02T21:00:48","guid":{"rendered":"https:\/\/mikefarleyfinancial.com\/?page_id=61"},"modified":"2022-08-30T17:57:51","modified_gmt":"2022-08-30T17:57:51","slug":"the-fine-print","status":"publish","type":"page","link":"https:\/\/mikefarleyfinancial.com\/?page_id=61","title":{"rendered":"The Fine Print"},"content":{"rendered":"\n<p><strong>Regulatory Information about Farley Financial<\/strong><\/p>\n\n\n\n<p><em><span class=\"has-inline-color has-very-dark-gray-color\">What is the Form ADV?<\/span><\/em><\/p>\n\n\n\n<p><span class=\"has-inline-color has-very-dark-gray-color\">The Form ADV is the uniform form used by investment advisors to register with both the Securities and Exchange Commission (SEC) and state securities authorities. The form consists of two parts. Part 1 requires information about the investment advisor\u2019s business, ownership, clients, employees, business practices, affiliations, and any disciplinary events of the adviser or its employees. Although designed for a regulatory purpose, investment advisor filings of Part 1 are available to the public on the SEC\u2019s Investment Adviser Public Disclosure (IAPD) website at <\/span><a href=\"http:\/\/www.adviserinfo.sec.gov\">http:\/\/www.adviserinfo.sec.gov<\/a><\/p>\n\n\n\n<p><span class=\"has-inline-color has-very-dark-gray-color\">Part 2 of the Form ADV requires investment advisers to prepare narrative brochures written in plain English that contain information such as the types of advisory services offered, the adviser\u2019s fee schedule, disciplinary information, conflicts of interest, and the educational and business background of management and key advisory personnel of the adviser. The brochure is the primary disclosure document that investment advisors provide to their clients. Farley Financial provides the document to all new clients and offers the document to all clients at least annually. You can download a copy of our most recent Form ADV Part 2 here<\/span>: <a href=\"https:\/\/mikefarleyfinancial.com\/?attachment_id=174\">https:\/\/mikefarleyfinancial.com\/?attachment_id=174<\/a><\/p>\n\n\n\n<p><\/p>\n\n\n\n<p><em><span class=\"has-inline-color has-very-dark-gray-color\">Our Privacy Policy<\/span><\/em><\/p>\n\n\n\n<p><span class=\"has-inline-color has-very-dark-gray-color\">Farley Financial respects the privacy of our clients and we pledge to maintain the confidentiality and security of your personal and financial information. You can download a copy of our most recent Privacy Policy here:<\/span> <a href=\"https:\/\/mikefarleyfinancial.com\/?attachment_id=175\">https:\/\/mikefarleyfinancial.com\/?attachment_id=175<\/a><\/p>\n\n\n\n<p><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Regulatory Information about Farley Financial What is the Form ADV? The Form ADV is the uniform form used by investment advisors to register with both the Securities and Exchange Commission (SEC) and state securities authorities. The form consists of two [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":0,"parent":0,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"footnotes":""},"class_list":["post-61","page","type-page","status-publish","hentry","clearfix"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v24.8.1 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>The Fine Print - Farley Financial<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/mikefarleyfinancial.com\/?page_id=61\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"The Fine Print - Farley Financial\" \/>\n<meta property=\"og:description\" content=\"Regulatory Information about Farley Financial What is the Form ADV? The Form ADV is the uniform form used by investment advisors to register with both the Securities and Exchange Commission (SEC) and state securities authorities. 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