Investment Advice & Asset Management
Farley Financial charges investment advisory and asset management fees based on the amount of money we manage on your behalf. Since we act as fiduciaries, we do not earn commissions on the investments we buy and sell in your accounts. Management fees are negotiable. Our maximum annual management fees are as follows:
Assets Under Management Annual Fee
$0 – $99,999 1.50%
$100,000 – $249,999 1.25%
$250,000 – $499,999 1.00%
$500,000 – $999,999 0.75%
$1,000,000 and Up 0.50%
Farley Financial debits management fees directly from your investment accounts on a quarterly basis. The only way we earn more is if your account value grows. If we happen to part ways mid-quarter, we refund the unearned portion of your quarterly fee. We never earn commissions on any of your account transactions and we don’t receive sales incentives of any kind for any of your investments. We are truly objective investment advisors.
Employer-Sponsored Retirement Plan Review & Recommendations
Farley Financial will review your employer-sponsored retirement plan assets and make one-time investment recommendations based on your specific investment objectives. We offer this service at no charge to all advisory clients whose managed assets exceed $100,000. For non-advisory clients and advisory clients whose assets have not yet reached $100,000, we charge a one-time fee of 0.2% of your employer-sponsored retirement plan assets. The minimum charge for this service is $100.